Do You Know the Differences Between the IRS, DOL and PBGC?
If not or you want to learn more about being a fiduciary, download
"Plan Sponsors – What Happens During a DOL or IRS Examination and How to Prepare"
Learn about the 3 regulators who oversee 401(k) plans and other retirement plans.
You will discover:
- What each of the regulators examine
- How they are similar
- How they are different
- What are the steps to their process is
- When do they litigate and prosecute
- What the first thing you should do when you are contacted by a regulator for an exam
- What you can do to be ready
Fill out the form to download our article on understanding the regulators of a 401(k).
